A new challenge is sought by a Head of Compliance in the Midlands or London

We have been instructed by a highly motivated, reliable and well organised candidate with the following experience:

• Supporting the COLP in the day to day responsibilities of compliance activities across the Company
• Money laundering and data protection contact
• Providing advice on compliance issues, the SRA code, complaints and client management
• Acting on behalf of the Company in relation to professional negligence claims
• Liaising with regulators, Professional Indemnity Insurers and the Legal Ombudsman
• Developing, co-ordinating and monitoring compliance with Company policies and procedures
• Planning and delivering various training for all employees on compliance, risk and complaints
• Advising the Board on regulatory matters and upcoming changes
• Producing annual risk analysis across the Companies business functions
• Managing the internal complaints process
• Providing compliance updates to all employees and promoting a strong compliance culture
• Overseeing the compliance functions related to the acquisition of another law firm
• Leading on a variety of projects to improve service to clients and workplace efficiency
• Ensure compliance with and manage the accreditation process for Company accreditations; Lexcel, CQS and IIP

Our candidate is proficient in a vast array of computer packages most notably, MS SharePoint and Microsoft together with various case management software.

Please contact us should you require any additional information regarding our candidate.